Professional Coordination/Referrals

We believe that proactive and open communication with your tax and legal professionals is critical to helping you pursue your financial goals. Clear communication between your professional partners is the only way to help ensure your tax, estate and investment planning needs are aligned with your objectives.

We are happy to work with your existing team of attorneys or tax advisors to coordinate strategies. For your convenience, we can also provide you with referrals to the outside professionals (CPAs, attorneys) we work with on a regular basis.

Please note we do not draft legal documents, give legal advice or prepare tax returns. We can help by analyzing your tax return, offering possible solutions or alternative ideas to financial situations and giving explanations when you need them.

INVESTMENT MANAGEMENT CUSTODIANS

We work with leading financial services providers to be custodians of our clients’ funds: LPL Financial (LPLA), SEI Investments Management Corporation (SIMC) and TD Ameritrade (AMTD). These trusted custodians provide platforms on which Bagby Wealth Management can offer our clients a broad range of investment and asset management programs to help our clients pursue their unique wealth management needs. Through these custodians, your investments are covered through SIPC1 insurance.

Learn more about our investment management programs.


Past performance is no guarantee of future results, and current performance may be lower or higher than the performance data quoted.

All investments involve different degrees of risk. Clients should be aware of their risk tolerance level and financial situation at all times. Clients should read all transaction confirmations, and monthly and yearly statements sent to them. In applicable programs, clients should read all prospectuses carefully before making any investment decisions.

Clients are free at all times to accept or reject any investment recommendations made by Bagby Wealth Management.

Please understand that any losses are attributed to market forces beyond the control of Bagby Wealth Management.

SIPC insurance means your account is protected in the event a financially troubled SIPC member, usually a Broker Dealer fails.1